Vendor Document Request List of 2011
NBC Universal 审核文件清单

1.工厂平面图 Site Layout
2.厂长经理、在职主管人员的培训证书 Certificate of Safety Officer
3.环境影响评价报告和批复 Environmental Impact Assessment (EIA) and Approval
4.建设项目竣工验收（“三同时”,包括新、改、扩建项目）Environmental Protection Check and Acceptance (EPCA) (including newly construction, renovation and expansion)
5.年度污染物排放申报登记表 Annual Pollution Discharge Registration (PDR)
6.污染物排放许可证 Pollution Discharge Permit
7.监测报告（包括废水、污染物、厂界噪音）Pollutant Monitoring Report (including wastewater/air emission/boundary noise)
8.危险废物转移联单 Hazardous Waste Transfer Manifest
9.危险废物处置商资质 Hazardous Waste Handling License
10.排水许可证（如适用）Wastewater Discharge Permit
11.环境污染治理设施运营资质（如适用）Operation License of Pollution Treatment Facility
12.地下水 取水 许可证 和水 资源费 缴纳 凭据（ 如适用）Water Use Permit and Proof for Contribution of Water Charge
14.识别到的废水、废气等排放源清单 An inventory of all wastewater and air emission sources
15.职业健康/劳动卫生竣工验收批复（“三同时”验收报告）Final Approval of Safety/Health Protection Check and Acceptance (SPCA/HPCA)
16.生产证（适用于矿山、建筑施工企业和危险化学品生产企业）Work Safety Permit (WSP)
17.工业卫生监测报告 Industrial Hygiene Monitoring Report
18.职业病危害项目申报登记 Occupational Health Hazards Registration
19.职业病身体的检查汇总报告 Summary Reports of Occupational Health Check-up
20.食堂卫生证 Hygiene Permit for Canteen
21.特种设备使用登记证和年检报告（锅炉、叉车、吊车/电动葫芦、压力容器、电梯等）Special Equipment Registration and Inspection Reports
22.特种设备证/特种作业上岗证 Operational License for Special Equipment/Work
23.危险化学品经营证（如适用）Dangerous Chemical Business Permit
27.工伤事故记录 Injuries/Accident Monthly/yearly Records
28.建设项目竣工的验收批复/备案证明（包括新、改、扩建项目）Fire Protection Check and Acceptance (FPCA) Approval/Registration
29.定期执法检查记录（公安部门，如适用）Regular On-site Inspection Records from Fire Bureau
30.危险化学品 仓库允许存 放量（由公 安部门 ） Maximum Allowable Storage in Hazardous Chemical Warehouse
31.消防演习记录 Fire/Evacuation Drill
32.报警设备测试记录 Maintenance Records of Emergency Alarm Systems
33.员工证件号码和进厂时间的汇总记录 Records of ID Number and Entry Date of Employees
34.人事招聘和薪资政策 Personnel Recruitment and Compensation Policy
36.员工投诉处理流程 Dispute Resolution Procedure
37.过去一年的工人的薪资表 Payroll Records at a minimum of one year
38.过去一年的工人的考勤记录 Time Records at a minimum of one year
39.过去一年用于发工资的银行对帐单 Bank Statement for Employee’s Salary
40.实习生使用情况记录 Intern Service Conditions

环境健康管理体系 Environmental, Health & Safety (EHS) Management Systems
41.针对员工和管理人员的培训计划（包括环境、健康培训）Training Plan that includes Environmental, and Heath & Safety training for employees and managers
42.设备和生产工艺变化后的培训流程和培训纪录 Training Update Process (for changes of the facility and production process) & Training records
43.化学品清单（列明使用、储存、处理或生产的化学品）An inventory of chemical used,stored, processed or manufactured